Compliance Manager, Finance & Banking

Compliance Manager

Full-time role in Arizona.

• 7+ years of mortgage compliance experience at a non-bank lender, mortgage company, or state/federal regulatory agency
• Expert-level knowledge of multi-state NMLS licensing for both entities and individuals, including license applications, amendments, renewals, and surety bond management; expert-level knowledge of multi-state licensing for both entities and individuals for title and escrow companies strongly preferred
• Hands‑on experience preparing and submitting regulatory filings, including HMDA LAR, NMLS Mortgage Call Reports (MCR), and state-specific periodic reports
• Demonstrated ability to administer a Compliance Management System (CMS), including policy maintenance, training programs, and complaint management
• Track record of managing state and federal (CFPB) regulatory examinations from preparation through remediation
• Working knowledge of BSA/AML compliance program requirements, including SAR and CTR filing obligations; ability to serve as AML Compliance Officer if required
• Experience identifying, tracking, and implementing regulatory changes affecting mortgage origination operations
• Ability to resolve day‑to‑day loan‑level compliance issues in a fast‑paced, high‑volume origination environment
• Bachelor’s degree in business, law, or related field required; CRCM, CAMS, or comparable professional designation strongly preferred

Location:

Arizona. On‑site work required.