Director, Risk Management

• Build and manage the business line's centralized LOD1 function, including strategic vision and implementation plans.
• Act as business-line liaison to Enterprise Risk Management, Operational Risk Management, and Compliance in support of the company's 3
  
  LOD program.
• Work with Compliance and other Risk functions to understand and monitor applicable regulations and requirements.
• Partner with Enterprise Risk Management in the execution of Risk and Control Self Assessments.
• Partner with Business Continuity Management on business' participation in BC/DR tests.
• Own and maintain required process and technical recovery plans.
• Oversee and monitor the business-lines' third-party relationships, including both performance and risk management.
• Own and maintain business-lines' process inventory and internal control environment inventory.
• Design, maintain, and report metrics (KPIs and KRIs) demonstrating control effectiveness.
• Identify and self-report issues through the ERM Self-Identified Issue Process.
• Ensure risk remediation plans exist and are sufficient; track remediation plans to completion.
• Drive periodic executive level reporting regarding business risk management activities.

• Bachelor's degree in Business Administration, Finance, Accounting or other related field of specialty.
• Typically, a minimum of 12 years of progressive experience in the financial services industry or experience within a three-lines of defense program.
• Demonstrated success leading risk functions in a 3
  
  LOD environment.
• Demonstrated ability to work effectively in a complex, highly regulated environment.
• Excellent problem solver with effective change management skills
• Working knowledge of regulatory requirements specific to the business-lines.
• Excellent communication, organization and interpersonal skills, with demonstrated ability to collaborate and build trust in business partners.
• Effective influence management skills.
• Background and drug screen.
• For CDO focus area:
  Knowledge and experience with model risk management and first line support for Chief Data Office.
• Demonstrated success developing and implementing effective risk solutions for data management.

Demonstrates extensive experience in managing risk functions within a three-lines of defense framework, with a strong focus on regulatory compliance and effective risk solutions. Proven ability to lead strategic initiatives, develop metrics for control effectiveness, and foster collaboration across business lines.

• Risk Management
• Three-Lines Of Defense
• Regulatory Compliance
• Change Management
• Data Management

• Risk And Control Self Assessments
• Process Inventory Management
• Technical Recovery Plans
• KPI Development
• KRI Reporting
• Risk Remediation Tracking
• Model Risk Management

• Problem Solving
• Communication
• Collaboration
• Influence Management
• Organizational Skills

• Financial Services
• Enterprise Risk Management
• Operational Risk Management
• Compliance
• Business Continuity Management