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Regulatory Compliance Specialist

Regional Risk Leader & Field Training Architect

Job in Tucson, Pima County, Arizona, 85718, USA
Listing for: 00015 Ameriprise Financial Services, LLC.
Full Time, Apprenticeship/Internship position
Listed on 2026-03-01
Job specializations:
  • Management
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 125000 - 150000 USD Yearly USD 125000.00 150000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Tucson is seeking a Senior Regional Risk Manager to provide risk-based leadership and oversight. In this role, you'll lead a hybrid supervision model, train Field Registered Principals, and educate the field on regulatory policies. The ideal candidate has 7-10 years of experience, a Bachelor's degree, and must hold FINRA Series 7 and 24 licenses.

This full-time position offers a competitive salary and benefits, with a commitment to equal opportunity employment.
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