Branch Risk & Compliance Lead
Listed on 2026-10-07
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Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Banking & Finance -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst, Banking & Finance
Morgan Stanley in Tysons, VA is seeking a Risk Officer to supervise risk, compliance, and supervisory activities across branch locations. The role collaborates with the Senior Risk Officer and Complex Manager to ensure ethics and regulatory adherence and timely risk escalation.
The candidate will monitor risk, manage data security, and support audits while providing coaching on policies and procedures to drive a compliant environment. Strong leadership and FINRA licensing are required.
We are seeking a motivated Branch Risk & Compliance Lead to join 711 MS Smith Barney, LLC in Tysons, VA, United States.
Take a moment to read everything above and see whether this role is right for you.
This posting is for the Branch Risk & Compliance Lead role at 711 MS Smith Barney, LLC, based in Tysons, VA, United States.
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