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Regulatory Compliance Sales Supervisor & Training Lead
Job in
Urbandale, Polk County, Iowa, 50322, USA
Listed on 2026-08-13
Listing for:
Insurance Administrative Solutions, L.l.c.
Apprenticeship/Internship
position Listed on 2026-08-13
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Insurance Administrative Solutions, L.l.c. is seeking a Compliance Officer to supervise account and trade reviews in accordance with SEC regulations. The ideal candidate has over 2 years of experience in the FINRA and SEC regulated space, with a strong focus on maintaining compliance and client relationships.
Applicants should possess strong communication and organizational skills, familiarity with alternative investments, and technical proficiency in MS Office. A college degree and relevant Series licenses are preferred.
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