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Senior Compliance Analyst – Financial Services Supervision
Job in
Urbandale, Polk County, Iowa, 50322, USA
Listed on 2026-09-04
Listing for:
Insurance Administrative Solutions, L.l.c.
Full Time
position Listed on 2026-09-04
Job specializations:
-
Finance & Banking
Banking & Finance
Job Description & How to Apply Below
Integrity is seeking a Compliance Analyst - Supervision to oversee all activities of registered representatives and investment adviser representatives in Urbandale, Iowa. This role will be a cross-functional part of a team building a differentiated model in financial services.
You will review communications, monitor trading activity, and provide supervision reports to the CCO. The role includes developing procedures, supporting compliance testing, and creating training materials for
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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