Senior Oversight Analyst Position
Job in
Vancouver, BC, Canada
Listed on 2026-07-13
Listing for:
Chartered Professional Accountants of British Columbia
Full Time
position Listed on 2026-07-13
Job specializations:
-
Business
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
The Senior Oversight Analyst is essential for overseeing operations related to self-regulatory organizations and marketplaces. You will conduct compliance audits, analyze regulatory submissions, and contribute to policy development. Collaboration with internal and external stakeholders will enhance market integrity and foster transparency in the investment marketplace.
Key Responsibilities:
• Review regulatory filings to identify emerging compliance risks
• Oversee marketplaces and clearing agencies within the BCSC jurisdiction
• Conduct on-site audits with a risk-based approach
• Prepare impactful analysis to inform regulatory decisions
• Mentor junior team members and support high-impact projects
Requirements:
• Degree in business, economics, law, or related field
• Securities industry experience or regulation knowledge
• Strong analytical and technical report-writing skills
• Proven judgment and interpersonal communication abilities
• Advanced proficiency in spreadsheet and word processing applications
Maximize your impact in ensuring a reliable and compliant investment landscape with BCSC.
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Position Requirements
10+ Years
work experience
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