Associate in Securities Operations
Job Description & How to Apply Below
As an Associate with a focus on Securities Services, you'll apply your 3-5 years of experience to manage warrant exercises and enhance the client experience for US resident clients. You'll also prepare important wire transfers and assist with DRS and securities documentation, ensuring compliance with key regulations.
Key Responsibilities:
• Process physical stock certificates and warrants efficiently
• Conduct Employee Option and Warrant Exercises
• Set up and track wire transfers and cheques
• Address client inquiries in a timely manner
• Provide backup for certificate transactions in CDS and DTC
Requirements:
• Minimum 3-5 years of securities experience
• Familiarity with US Legend Removals
• Detail-oriented with strong organizational skills
• Strong knowledge of MS Outlook, Excel, and Word
• Ability to work under pressure and meet deadlines
Bring your expertise in securities and client support to the forefront with CG.
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Position Requirements
10+ Years
work experience
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