Compliance & Registrations Expert

Bring your compliance and registration expertise to Harbourfront Wealth in Vancouver, BC. This role focuses on NRD management and operational support within compliance administration.

As a Registrations and Compliance Coordinator, you will report to the Director of Compliance, playing a key role in maintaining regulatory compliance for the firm. Experience in processing registrations and strong communication skills are essential for this position. Candidates should be detail-oriented with the ability to interact effectively with regulators.

Key Responsibilities:

• Administer and track all registration activities

• Coordinate filing for new hires and compliance checks

• Conduct reviews of trade data for supervisory purposes

• Maintain documentation for ongoing compliance monitoring

• Support internal recordkeeping requirements

Requirements:

• Minimum of 2 years experience in financial services

• Experience with NRD and compliance processes

• Relevant industry qualifications like CSC preferred

• Excellent verbal and written communication skills

• Proficient in Microsoft Office, especially Excel and Word

Join Harbourfront Wealth and utilize your compliance experience in Vancouver, BC to ensure regulatory success.
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