Securities Services Senior Associate Position
Job Description & How to Apply Below
In this role, you will manage crucial tasks related to warrant exercises and engage with customers in a fast-paced financial services environment. The position requires 3-5 years of relevant experience, especially in handling stock certificates and U.S. compliance. Your proactive approach in client interactions will ensure exceptional service delivery.
Key Responsibilities:
• Communicate effectively with clientele and legal counsels
• Process physical warrant exercises and manage inquiries
• Prepare and track payments via wire transfers
• Maintain statistics for legend removals and estates
• Assist with deposits and withdrawals efficiently
Requirements:
• 3-5 years of experience in securities
• Proven background with physical stock certifications and warrants
• Familiarity with U.S. regulations on legend removals
• Strong communication and problem-solving skills
• Proficiency in MS Outlook, Excel, and Word products
Elevate your career and provide outstanding service at Canaccord Genuity.
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Position Requirements
10+ Years
work experience
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