Branch Manager in Compliance Financial Group

Position: Branch Manager in Compliance at iA Financial Group
Shape the future of compliance as a Branch Manager at iA Financial Group. Oversee advisor activities and ensure regulatory standards across a dynamic team in a hybrid work model.

This role is crucial for maintaining compliance within a diverse region of mutual fund advisors. You'll be responsible for supervising trades, approving accounts, and fostering best practices. Your industry knowledge and judgment will support advisors and protect client interests effectively.

Key Responsibilities:

• Ensure compliance for a region of mutual fund advisors

• Review new account openings and KYC documentation

• Support advisors with compliance guidance

• Monitor trends and implement corrective actions

• Collaborate with compliance teams for project initiatives

Requirements:

• Minimum 2-3 years of compliance supervisory experience

• 3-5 years in the financial services sector

• Completed Canadian Securities Course

• Strong knowledge of mutual fund regulations

• Excellent command of English communication

Drive compliance excellence and support advisors in enhancing client futures at iA Financial Group.
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