Operations Associate - Wealth Management - On-site

Operations Associate - Wealth Management

The Operations Associate plays a critical role in supporting the day-to-day administrative and operational functions of a fast-paced wealth management team. This individual ensures a seamless client experience by managing account paperwork, processing transactions, and maintaining accurate records. The ideal candidate is detail-oriented, organized, and thrives in a structured, process-driven environment.

Competitive compensation and benefits package

• Opportunities for professional development and growth
• Collaborative and supportive team environment
• Exposure to wealth management operations and client service

Prepare, review, and submit new account paperwork, ensuring accuracy and completeness

• Facilitate account openings across investment and insurance platforms
• Process client transactions including transfers, rollovers, distributions, and beneficiary updates
• Monitor and track the status of account applications and transfers, following up as needed
  
  Maintain organized and compliant client records and documentation
• Coordinate with custodians, internal departments, and external partners to resolve operational issues
• Ensure all activities comply with firm policies, regulatory requirements, and industry standards
• Assist advisors and team members with administrative and operational tasks
• Identify opportunities to improve processes and enhance eiciency

Bachelor’s degree preferred (Finance, Business, or related field a plus)

• 1–3 years of experience in financial services, operations, or administrative support preferred
• Strong attention to detail and accuracy
• Excellent organizational and time-management skills
• Ability to handle multiple tasks and prioritize eectively in a deadline-driven environment
• Strong communication and problem-solving skills
• Proficiency in Microsoft Oice (Excel, Word, Outlook); CRM experience is a plus

Preferred

Skills:

• Familiarity with account opening procedures and transfer processes (ACATs, rollovers, etc.)
• Understanding of basic investment and insurance products
• Experience working with custodial platforms