Strategic Advisor, Market and Regulatory Services

Responsibilities

• Act as strategic thought partner embedded within an assigned MRS line of business
• Assess and provide proposed solutions for complex operational, regulatory, and policy issues
• Build strategic relationships with senior leaders across FINRA and external stakeholders
• Lead enterprise‑critical special projects and cross‑functional initiatives
• Develop executive‑level reporting and strategic analysis using data analytics
• Conduct strategic organizational assessments to drive operational excellence
• Partner with MRS leadership on strategic planning and governance frameworks
• Oversee development and maintenance of departmental procedures
• Direct MRS regulatory compliance strategy
• Collaborate both in‑person and virtually in furtherance of FINRA’s mission

• Bachelor’s Degree and a minimum of ten (10) years of experience in securities, compliance or financial regulation required
• MBA, JD, other graduate degree and/or relevant industry certification(s) preferred
• Advanced knowledge of FINRA, MSRB, and other SRO rules
• Deep understanding of industry‑wide events, trends, and emerging developments
• Proven ability to create executive‑level reports and presentations using metrics and data analytics
• Direct experience collaborating with senior stakeholders across multiple business functions
• Exceptional ability to manage multiple complex assignments simultaneously with strong attention to detail