RIA Compliance Leader: Risk & Policy Strategy
Job in
Warner Robins, Houston County, Georgia, 31099, USA
Listed on 2026-08-31
Listing for:
Thrivent Financial
Full Time
position Listed on 2026-08-31
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Thrivent Financial is seeking a senior compliance professional to supervise and advance the firm’s regulatory program under SEC Rule 206(4)-7. You will guide risk assessments, build a strong team, and partner with LOB leaders to align compliance with strategic initiatives.
The role requires deep knowledge of RIA regulatory requirements and a track record of consulting with financial advisory practices. A robust benefits package and a pay range reflect market competitiveness for a full-time
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