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Regulatory Compliance Specialist Financial Services

Trading Compliance Specialist: Surveillance & Regulation

Job in Washington, District of Columbia, 20022, USA
Listing for: P2P
Full Time position
Listed on 2026-02-18
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 70000 - 90000 USD Yearly USD 70000.00 90000.00 YEAR
Job Description & How to Apply Below
A prominent trading firm is seeking a compliance generalist to support regulatory adherence in various aspects of the company's operations. The role includes monitoring trading activities, maintaining compliance records, and investigating compliance issues. The ideal candidate should have 4-5 years of experience, with a strong background in the financial industry and knowledge of equity/derivatives market structures. Excellent communication skills in English are essential, and Mandarin proficiency would be a plus.

This position offers a fast-paced work environment focusing on collaboration and detail.
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