Regional Operations Manager; Washington, D.C.

Position: Regional Operations Manager (Washington, D.C.)
Who We Are:

Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full-service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.

Job Description The firm is seeking a Registered Regional Operations Manager to join Private Client Division in our DC Region. This position will report directly to the National Branch Operations Administrator with secondary reporting to the Branch Managers in Washington DC, Vienna, VA, Richmond, VA and Virginia Beach, VA. The candidate will be responsible for the day-to-day supervision and workflow of all operations functions which include, but are not limited to the following:

Responsibilities:

All money movement, fund disbursement and/or fund receipt activity, in accordance with FINRA rules

All order processing, including cancelations, corrections and other critical order-related workflow, including client service inquiries and resolutions

Account opening

Supervisory engagement with local resources (i.e. Branch Control Officer) to fulfill supervisory requirements

Train and lead operational support staff

Acts as liaison between the Branch and all Firm infrastructure areas

Support Financial Professional onboarding

Provides any special support as requested by Branch Manager

Qualifications:

At least 5+ years of brokerage/financial services experience along with management experienceFINRA Registrations:
Series 7, 63/65 or 66, Series 8 or Series 9 & Series 10 required.

Strong attention to detail and accuracy

Ability to navigate multiple computer systems, applications, and utilize search tools to find information

Excellent verbal, written, and interpersonal communication skills

Effective organizational, multi-tasking, and prioritizing skills

Able to work independently, proactively and innovatively while exercising sound judgment

Intelligent, enthusiastic self-starter with proven ability to work closely with Financial Advisors and other team members

High ethical standards

Excellent time management conflict resolution skills

Strong working knowledge of Microsoft Office Suite Compensation For  job postings in New Jersey, Oppenheimer is required by law to include a reasonable estimate of the salary range for this role. This salary range is specific to the State of New Jersey and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.

A reasonable estimate of the current base salary range is $90,000.00 - $ at the time of this posting. Also, certain positions are eligible for additional forms of compensation such as discretionary bonus.

Location:

Washington, DC

Type of Hire:

Experienced Hires
Division:

Private Client