Associate General Counsel, Corporate & Securities
Listed on 2026-03-08
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Law/Legal
Regulatory Compliance Specialist, Financial Law -
Finance & Banking
Regulatory Compliance Specialist
High-Growth, Financial Institution Seeks Senior Corporate & Securities Lawyer
Exclusive search with a leading Mid-Atlantic based bank which seeks to hire an Associate General Counsel to serve as a senior member of its legal team. You will advise on compliance with securities laws and other laws and regulations related to the Bank’s status as a public company and also provide legal advice on strategic and non‑strategic corporate transactions. This is a chance to shine at a smaller financial institution (2,000+ employees) and work with a General Counsel who will invest in your success.
Responsibilities- As lead securities counsel, advise on the ‘33, ‘34, and NYSE rules and assist in preparation of the Bank’s periodic reports and disclosures
- Partner with investor relations teams on shareholder communications
- Oversee the insider trading policy and compliance program
- Advise on all corporate transactions including M&A, divestitures, various cash management, liquidity and capital strategies (i.e., debt and equity issuances and stock repurchases), investments, JV and partnership opportunities, and intercompany transactions.
- Oversee the Company’s corporate governance practices and support the Board of Directors and its committees
- Oversee maintenance of corporate entities and all subsidiary management
- Manage legal expenses to achieve budget targets for assigned lines of business/functions
will have 15+ years of relevant corporate and securities law expertise in an AmLaw 200 firm and a publicly traded company. Tenure in a financial institution is highly desired. Essential skills:
Business orientation and ability to provide practical solutions; strong ability to identify risks and propose alternative structures to mitigate those risks; ability to consistently exercise independent judgment; and excellent attention to detail and organizational skills.
Join a 12-attorney legal department and be part of an exciting, people‑centered culture where your voice has influence. Great visibility with C‑Suite executives and the Board. Very competitive compensation package (including equity) and benefits. Position can be based in 6 cities throughout MD and VA.
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