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Registered Client Service Associate

Job in Waterbury, New Haven County, Connecticut, 06720, USA
Listing for: Masis Professional Group
Full Time position
Listed on 2026-02-12
Job specializations:
  • Finance & Banking
    Financial Advisor, Financial Consultant
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below

Overview

The ideal registered candidate will deliver personalized investment solutions to help clients achieve their long-term financial goals.

Responsibilities
  • Primary point of contact on assigned client relationships designated by Financial Advisor
  • Attend client meetings providing financial planning and account maintenance follow up
  • Engage in research and investment product solutions for client portfolios according to risk tolerance.
  • Partner with Relationship management team to provide best in class client service.
  • Prepare and update financial plans for clients to support generational wealth.
Qualifications
  • Series 7/63 or 65 FINRA license
  • Bachelor's degree in Finance or related field
  • 3+ years of industry experience
  • Strong understanding of the wealth management business
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Position Requirements
10+ Years work experience
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