Broker-Dealer Finance & Compliance Leader
Listed on 2026-09-25
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Corporate Finance, Accounting & Finance
ACA Group is hiring a FINOP to ensure regulatory compliance and accurate accounting services for ACA/Foreside in-house Broker/Dealers. You will oversee GAAP-based financial reporting, regulatory interactions, and daily financial operations while collaborating across teams to optimize processes.
The ideal candidate has a BA in accounting with at least four years’ broker-dealer experience, familiarity with Series 27, and proficiency in Work Day.
We have an opening for a Broker-Dealer Finance & Compliance Leader in IL, United States within Finance.
Full responsibilities and requirements are described in the listing above.
Learn more about the Broker-Dealer Finance & Compliance Leader role in the description above.
We appreciate your interest in this position.
Join ACA Group and contribute to our ongoing work.
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