Compliance Analyst: Non-Cash Compensation & BD
Job in
Wayne, Delaware County, Pennsylvania, 19087, USA
Listed on 2026-02-07
Listing for:
Hartford Funds
Full Time
position Listed on 2026-02-07
Job specializations:
-
Finance & Banking
Financial Services, Regulatory Compliance Specialist -
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading investment management firm is looking for a Compliance Analyst to support their broker-dealer operations. The position involves monitoring compliance with non-cash compensation, overseeing daily operations, and providing relationship management to sales teams. The ideal candidate will have a Bachelor's degree and 2-4 years of experience in the financial services environment, preferably in compliance. Strong analytical and communication skills are essential.
This role offers a dynamic work environment with opportunities for professional growth.
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