Retirement Plan Advisor

Responsibilities

• deliver a full suite of retirement plan consulting services, including fiduciary investment advice, investment reporting, plan provider search support, fee benchmarking, and comprehensive annual reviews, supporting senior advisors in the delivery and execution of these services
• provide subject‑matter expertise throughout the sales process and deliver advice using a consistent, documented service model, building technical expertise under the guidance of senior team members
• support preparation and execution of annual account and quarterly investment reviews, ensuring fiduciary documentation is complete and aligned with each client’s Investment Policy Statement
• partner with plan providers to resolve plan‑level issues, evaluate plan features, and ensure a smooth operational experience
• evaluate participant education programs and recommend strategies to increase engagement, participation, and retirement readiness—assisting with the delivery of virtual education as needed
• drive client satisfaction and retention by identifying client needs and supporting cross‑sell opportunities within Workplace Wealth Solutions
• develop a deep understanding of each client’s business, organizational structure, and industry to contribute to proactive recommendations
• collaborate with Financial Advisors supporting retirement plan relationships to ensure a unified and seamless client experience

• ideally, 3+ years in an institutional or client‑facing role at a financial services firm or within a retirement plan consulting environment
• working knowledge of investment concepts, fiduciary standards, and retirement plan operations (plan design, payroll integrations, compliance testing, disclosures, etc.)
• strong relationship‑management and communication skills
• ability to manage multiple priorities in a deadline‑driven environment
• FINRA Series 7 and 66
• Chartered Retirement Plan Specialist and/or Investment Management Essentials certificate (or ability to obtain within 120 days)

Job Type: Full Time
Job Reference #: 337404
City:
Charlotte, Dallas, Nashville, Weehawken
Team:
Workplace Wealth Solutions (WWS) Retirement Plan Services team in Weehawken, NJ

Indicative gross base salary range:
United States - New Jersey - Weehawken min USD 90,000 - max USD 120,000 / annum

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.