Brokerage Compliance & Client Resolution Specialist
Listed on 2026-09-30
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Finance & Banking
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Customer Service/HelpDesk
Mindlance in St Louis, MO, is seeking professionals with expertise in brokerage operations and complaint resolution to join a fast-paced financial services team. Responsibilities include managing escalated complaints, resolving client issues, and ensuring compliance with FINRA regulations.
The ideal candidate holds an active FINRA Series 7 License and possesses strong analytical, communication, and problem-solving skills. This hybrid role offers flexibility and the possibility of extension or conversion.
This role, Brokerage Compliance & Client Resolution Specialist at Mindlance, could be your next career step.
This role is for the Brokerage Compliance & Client Resolution Specialist role at Mindlance.
We are seeking a motivated Brokerage Compliance & Client Resolution Specialist to join Mindlance in MO, United States.
Consider building your career as a Brokerage Compliance & Client Resolution Specialist at Mindlance.
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