Securities Regulatory Finance Examiner
Job in
West Palm Beach, Palm Beach County, Florida, 33412, USA
Listed on 2026-08-08
Listing for:
DGS Office of External Affairs
Full Time
position Listed on 2026-08-08
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Crime
Job Description & How to Apply Below
Office of Financial Regulation is seeking a Financial Control Analyst in West Palm Beach to conduct complex financial examinations and investigations of investment advisers, broker-dealers, and other financial institutions.
The role requires analyzing regulatory compliance, evaluating financial data, and preparing detailed examination reports while maintaining knowledge of securities laws and industry practices.
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