Controllers - Dallas - Associate, Regulatory Reporting - Portfolio Level

Job Duties:

Associate, Regulatory Reporting – Portfolio Level with Goldman Sachs Services LLC in Dallas, Texas. Responsible for preparing and submitting regulatory reports to agencies, such as FINRA and the SEC, ensuring compliance with global regulatory requirements. Analyzing large datasets to ensure accuracy, addressing discrepancies, and collaborating with technology teams to build and maintain efficient data pipelines. Identify and address control gaps, automate manual processes, and enhance existing reporting systems to improve efficiency and reduce risk.

Work closely with internal teams, including Front Office, Middle Office, Legal, and Compliance, to align reporting practices with business objectives while serving as a liaison with regulatory agencies. Conduct risk and compliance monitoring and prepare updates for senior management. Participate in projects related to new regulatory requirements, collaborate with global teams to implement changes, and provide regular updates on progress.

Stay informed about regulatory changes, assess their impact on reporting obligations, and contribute to the team’s long‑term strategy to address evolving business needs.

Job Requirements:

Bachelor’s degree (U.S. or foreign equivalent) in Business Administration, Finance, Economics, Engineering Management, or a related field and three (3) years of experience in the job offered or a related role OR Master’s degree (U.S. or foreign equivalent) in Business Administration, Finance, Economics, Engineering Management, or a related field and one (1) year of experience in the job offered or a related role.

Prior experience must include three (3) years of experience with a Bachelor’s degree OR one (1) year with a Master’s degree with the following: working with market and financial instruments (including equities, exchange traded derivatives, and OTC derivatives); US‑based regulatory obligation. Includes responding to regulator inquiries from FINRA; using JIRA framework and technologies that govern data flow and eligibility logic to build required control framework that provide visibility on risk, including Key Risk Indicators (KRI) accuracy, timeliness, completeness and other metrics;

owns relationships with internal and external counter parties, including stakeholders in the business, engineering, compliance and legal, counselors and clients; and business Intelligence tools, including Alteryx and SQL, to develop BI solutions and define strategies.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law.