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Brokerage Operations Specialist - Client & Compliance

Job in Wilmington, New Hanover County, North Carolina, 28412, USA
Listing for: First Citizens Bank
Full Time position
Listed on 2026-02-13
Job specializations:
  • Finance & Banking
    Financial Services, Banking & Finance
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading financial institution in Wilmington is seeking a professional to provide operational and trading support to clients and financial planning associates. The role involves addressing client inquiries, maintaining client accounts, and ensuring compliance documentation is handled accurately. Candidates should have a High School Diploma or GED and at least 2 years of experience in Financial Services or Brokerage. This position requires obtaining licenses within 180 days and offers a competitive benefits program.
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