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Regulatory Compliance Specialist

Senior Compliance Officer - CIRO​/IIROC Oversight Lead

Job in Winnipeg, Manitoba, A3C, Canada
Listing for: Harbourfront Wealth Management
Full Time position
Listed on 2026-07-01
Job specializations:
  • Business
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 110000 CAD Yearly CAD 80000.00 110000.00 YEAR
Job Description & How to Apply Below
A leading wealth management firm in Canada seeks a Senior Compliance Officer to oversee compliance activities and promote a culture of compliance. The ideal candidate will have over 5 years of experience in compliance, including 3 years as a Tier 1 Supervisor. Responsibilities include staff supervision, conducting reviews, and supporting branch personnel with compliance inquiries. A post-secondary education and in-depth regulatory knowledge are essential.

The role is hybrid, based in either Vancouver or other locations in Canada, with a competitive salary range of $80k-$110k.
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Position Requirements
10+ Years work experience
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