Toronto Compliance Oversight Analyst Ii

Overview

Become a pivotal part of TD Bank’s compliance team as a Compliance Business Oversight Analyst II in Toronto, Ontario. Utilize your expertise to ensure adherence to securities regulations and effective risk management. The role focuses on providing independent oversight of compliance activities, conducting surveillance reviews, and identifying control risks.

You will analyze trade data and document findings, ensuring the bank’s practices align with regulatory requirements. This position supports the development of a compliant and accountable culture through your active participation and collaboration.

• Conduct ongoing oversight reviews of compliance activities.
• Perform pattern analyses to detect potential regulatory risks.
• Document and escalates compliance issues for further investigation.
• Support audit readiness through detailed evidence maintenance.

• Relevant undergraduate degree or equivalent experience.
• 2+ years in compliance or related fields.
• Familiarity with Canadian securities regulations.
• Proven analytical and organizational skills.
• Capacity to interpret trade data effectively.