Wealth Branch Compliance Manager

Job in Winnipeg, Manitoba, A3C, Canada

Listing for: Aviso

Full Time position
Listed on 2026-07-03

Job specializations:

Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Wealth Management, Risk Manager/Analyst
Management
Regulatory Compliance Specialist, Wealth Management, Risk Manager/Analyst

Salary/Wage Range or Industry Benchmark: 83000 - 90000 CAD Yearly CAD 83000.00 90000.00 YEAR

Position: Aviso Wealth Branch Compliance Manager
Shape the future of compliance at Aviso Wealth as a Branch Compliance Manager for 9 months. Oversee advisor operations and ensure compliance with industry standards throughout Canada.

Aviso Wealth is looking to appoint a Branch Compliance Manager to support its compliance team. This role emphasizes the daily supervision of advisors, managing compliance issues, and providing training on compliance matters. You'll collaborate closely with compliance staff to enhance overall compliance strategies.

Key Responsibilities:

• Approve account setups and modifications

• Conduct regular assessments of advisor trading

• Manage resolution of compliance-related issues

• Act as the primary compliance contact for advisors

• Conduct compliance training and branch visits

Requirements:

• Minimum 5 years in the financial services industry

• Must be CIRO registered as a Branch Manager

• Previous experience in an IIROC/MFDA firm

• In-depth knowledge of compliance regulations

• Strong analytical and organizational skills

Join Aviso Wealth and leverage your compliance expertise to foster effective advisory relationships.
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