Compliance Specialist, Finance & Banking

SUMMARY/OBJECTIVE:

The Compliance Specialist is responsible for ensuring lending operations, policies, and procedures align with legal standards, industry regulations, and internal policies.

• Conduct first line monitoring reviews of the Residential and Commercial lending departments
• Analyze the root cause of exceptions and make practical recommendations for improvement
• Review and maintain first line lending compliance procedures
• Maintain up to date knowledge of key Federal and State lending regulations
• Assist with the coordination of lending audits
• Conduct department specific compliance training as necessary
• Review and reconcile monthly flood reports
• Act as a back-up for the Collections Specialist as needed
• Assist in other Compliance related functions of the Bank as requested

• 3+ years in residential lending compliance and/or audit with knowledge of federal and state regulations
• 1+ years in Commercial lending compliance and/or audit with a focus on CRA, HMDA and CD
• Knowledge of general Bank policies, operating procedures, and internal controls, banking laws and regulations
• Proficiency with Microsoft Office products
• Strong verbal and written communication skills
• Ability to perform compliance reviews independently and under general supervision
• Well organized with attention to detail
• Demonstrated ability to exercise independent and sound judgment
• Ability and willingness to be on site 5 days a week

The hourly rate range for the Compliance Specialist is $27.00 - $44.00 per hour.

Northern Bank is a full-service bank dedicated to providing practical, common sense financial solutions to help our customers live their lives and grow their businesses. From deposit products to loans to payment and collections services, we work hands-on with our entrepreneurial customers, both locally and across the country, to provide the financial support they need to realize their personal and business goals.

Founded in 1960, Northern Bank has assets of over $3 billion with 12 locations serving communities throughout Middlesex County. Northern Bank is a Member of the FDIC, and an Equal Housing Lender. For more information on online banking services, please visit  or follow Northern Bank on Facebook, Twitter, Instagram and Linked In.