Advertising Compliance Review Analyst

Who We Are    At Corebridge Financial, we believe action is everything. That’s why every day we partner with financial professionals and institutions to make it possible for more people to take action in their financial lives, for today and tomorrow.
We align to a set of Values that are the core pillars that define our culture and help bring our brand purpose to life:
* We are stronger as one:
We collaborate across the enterprise, scale what works and act   decisively for our customers and partners.
* We deliver on commitments:
We are accountable, empower each other and go above and beyond for our stakeholders.
* We learn, improve and innovate:
We get better each day by challenging the status quo and equipping ourselves for the future.
* We are inclusive:
We embrace different perspectives, enabling our colleagues to make an impact and bring their whole selves to work.
** Who You'll Work With:
** The Legal, Compliance, Regulatory and Government Affairs department is a diverse team comprised of attorneys and other professionals providing high quality advisory and transactional support with integrity and objectivity across all parts of the organization. The team ensures an operating environment that minimizes legal, regulatory and reputational risks and complies with all laws and regulations and Corebridge policies and procedures.
*
* About The Role:

** This position will report to the Sr. Compliance Officer Ad Review Manager. This role will help review and sign off, sometimes as a registered principal, of updated communications and marketing materials.
** Responsibilities:
*** Review retail communications, corporate, advisory and broker dealer, training, presentations and other materials for compliance with all applicable regulations
* Understand the impacts of advertising regulations on various advertising and marketing mediums including but not limited to print, electronic, web-based, and social media platforms
* Work to become a subject matter expert on Individual Retirement products and marketing
* Provide back up to team members on other business line materials, time and capacity permitting
* Build and manage relationships with Marketing, Sales, Product Management, Investment Management and Compliance teams for Individual Retirement
* Develop and deliver advertising compliance training to Marketing and other Business partners periodically
* Represent Advertising Compliance on project working groups for new products, branding initiatives and separation
* Research, train and advise on new or updated regulations which can impact advertising compliance
* Act as Advertising Compliance liaison for Field Compliance, Compliance Testing and Internal Audit
* Conduct oversight and spot checking of materials approved with changes to ensure Marketing has made required changes
** Skills and

Qualifications:

*** FINRA Series 7 & 24 or 6 & 26 Required
* College degree or evidence of advanced industry education preferred (e.g., professional designations such as the ChFC, LUTCF, CFP, etc.)
* Minimum 1 years of advertising compliance experience or 3 years relevant work experience
* Minimum 5+ years of financial industry experience (insurance, broker-dealer and/or registered investment adviser)
* Ability to think strategically about the impacts of advertising regulations and issues across the organization
* Intermediate knowledge of FINRA Rules 2210, 2211, 2212, 2213, 2214, SEC Rules 206(4)-1, 230.482, NAIC Model Regulations 570, 582 & 245
* Ability to focus on what matters most and drive toward a common goal while keeping materials compliant
* Ability to negotiate and identify solutions to problems
* Ability to prioritize and execute on a high-volume of work
* Strong Analytical skills
** Compensation:
** In addition, the position is eligible for a discretionary bonus in accordance with the terms of the applicable incentive plan.

Corebridge also offers a range of competitive benefits as part of the total compensation package, as detailed below.
*
* Work Location:

** This position is based in Corebridge Financial’s Houston, TX office.
** Estimated Travel
** May include up to 25%
At Corebridge Financial, we prioritize the health, well-being, and…