Hybrid Principal, Compliance & Ethics Leader

Company Summary Statement

As one of the largest investor‑owned utility companies in the United States, PPL Corporation (NYSE: PPL) is committed to creating long‑term, sustainable value for our 3.5 million customers, our shareholders and the communities we serve. Our high‑performing regulated utilities — PPL Electric Utilities, Louisville Gas and Electric, Kentucky Utilities and Rhode Island Energy — provide an outstanding experience for our customers, consistently ranking among the best utilities in the nation.

PPL’s companies are also addressing challenges head‑on by investing in new infrastructure and technology that is creating a smarter, more reliable and resilient energy grid. We are committed to doing our part to advance a cleaner energy future and drive innovation that enables us to achieve net‑zero carbon emissions by 2050 while maintaining energy reliability and affordability for the customers and communities we serve.

PPL is a positive force in the cities and towns where we do business, providing support for programs and organizations that empower the success of future generations by helping to build and maintain strong, diverse communities today.

NOTE:

This role is hybrid requiring 3 days a week on‑site at our Providence, RI office. #LI-Hybrid

The Principal Compliance and Ethics is responsible for managing activities associated with the compliance and ethics program, including compliance risk assessments, policy development, regulatory monitoring, investigations, communications and internal controls. The role oversees compliance programs, including monitoring, investigations and reporting activities. The role works with cross‑functional teams, including legal, HR and business teams to proactively identify and mitigate risks, resolve compliance issues, support development of policies, facilitate training and develop communications to promote ethical behavior.

The role supports a strong culture of integrity and compliance across the organization.

The Senior Principal Compliance and Ethics is responsible for providing strategic leadership for compliance and ethics programs for assigned subsidiaries, business units and/or locations in order to prevent illegal, unethical or improper conduct. The role drives continuous improvement, strong compliance performance and leads assigned compliance and ethics initiatives, which may include setting direction for compliance risk assessments, policy development and internal controls to ensure adherence to regulatory and company requirements.

The role has local administrative responsibility for the PPL Corporation Standards of Integrity, Ethics Helpline and investigations process and serves as a point of contact for employees to report issues or seek guidance regarding the compliance and ethics program. The role maintains relationships with leadership, including business line President and COO, to ensure collaboration and support for compliance and ethics initiatives and works with internal teams and business lines to strengthen compliance practices.

The role is responsible for monitoring compliance and ethics culture and working with leadership to promote and sustain a strong compliance and ethics culture. The role has adequate resources and authority, including appropriate access to information within the business lines, to fulfill the role and is required to think independently and exercise that independence, when necessary, to comply with the requirements of the position.

This employee is recognized as an internal and external expert/thought leader in the compliance and ethics profession.

• Oversee compliance and ethics programs, including specialized regulatory programs, ensuring policies, procedures and controls are implemented across business units and aligned with requirements.
• Manage compliance monitoring activities, including audits, assessments, litigation support and reporting processes, to ensure timely identification and resolution of compliance issues.
• Integrate compliance processes and systems across functions to…