More jobs:
Senior FINRA Compliance & Licensing Coordinator
Job in
Worcester, Worcester County, Massachusetts, 01609, USA
Listed on 2026-06-26
Listing for:
SterlingBridge
Full Time
position Listed on 2026-06-26
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Sterling Bridge is seeking a Compliance Coordinator in Worcester, MA, to oversee compliance activities and drive improvements within the organization. The role involves addressing compliance issues, training staff on regulations, and ensuring the organization meets broker-dealer requirements.
The ideal candidate will have at least 7 years of regulatory compliance experience and a BA/BS degree, with an MBA preferred. Active FINRA registrations such as Series 7 and 66 are necessary for this position, with several attractive benefits provided.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×