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Regulatory Compliance Lead - Wealth Management
Job in
Worcester, Worcester County, Massachusetts, 01609, USA
Listed on 2026-07-15
Listing for:
RWA Wealth Partners LLC
Full Time
position Listed on 2026-07-15
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
RWA Wealth Partners, a boutique wealth management firm, is seeking a Compliance Officer to support development, implementation, and oversight of the compliance program in accordance with the Investment Advisers Act of 1940. You will collaborate across teams to ensure adherence to policies and regulatory obligations, review marketing content, assist with filings, and deliver employee training.
The role offers a base salary range of $120,000–$180,000 and benefits including discretionary bonus and
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