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Onsite Compliance Supervisor: Field Financial Services
Job in
Yakima, Yakima County, Washington, 98903, USA
Listed on 2026-07-07
Listing for:
New-York-Life
Full Time
position Listed on 2026-07-07
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
New York Life in Yakima, Washington is seeking a compliance oversight member to assist the Managing Partner in supervising Investment Advisors. This role involves inspections, compliance training, and ensuring adherence to regulatory requirements.
The ideal candidate should have a Bachelor’s Degree, Series 7, and 24 licenses, and at least 2 years of industry experience. The position offers a salary range of $90,000 to $128,500.
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