Senior Regulatory Policy Strategist
Listed on 2026-09-30
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Finance & Banking
Regulatory Compliance Specialist
FINRA seeks a Senior Regulatory Policy Specialist to provide high‑level legal and advisory support to the OGC’s Regulatory Policy and Capital Markets Group. The role includes drafting rule filings for SEC submission, researching federal securities laws, and guiding complex rule makings.
You will draft memoranda, coordinate with REMA on economic impact analyses, and manage multiple projects with tight timelines. Strong communication and knowledge of FINRA procedures are essential.
This position is for the Senior Regulatory Policy Strategist role at FINRA.
We are currently recruiting a Senior Regulatory Policy Strategist for our team in WA, United States.
This is an excellent opportunity to take on the Senior Regulatory Policy Strategist role at FINRA.
As a Senior Regulatory Policy Strategist, you will play an important part at FINRA in WA, United States.
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