Analyst Compliance Fund Industry

Overview

coni + partner, established 1993, is a consultancy company with headquarters in Zurich and subsidiaries in Düsseldorf and Shanghai. We are specialised in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates.

Our client is the asset management of an international bank in Zurich. We are looking for a German speaking fund compliance specialist (m, f, d) as

Analyst Compliance Fund Industry

• Advisory on regulatory requirements for private market transactions throughout the entire transaction cycle, from initial contact through due diligence to exit.
• Support various teams in day-to-day work, as well as in launching new funds, cross-border distribution and the structuring of transactions.
• Prepare reports and handle compliance inquiries from various stakeholders.
• Provide advice on matters relating to the Collective Investment Schemes Act (CISA), the Alternative Investment Fund Managers Directive (AIFMD), ESG and sustainability regulations, and anti-money laundering (AML) regulations.
• Contribute to the design and implementation of compliance frameworks for new strategies, working closely with colleagues from portfolio management and the legal department.
• Ensure compliance with internal and external regulations during the approval process by reviewing marketing and investor communication materials, as well as relevant fund documentation.
• Coordinate compliance and risk monitoring programmes, and develop training initiatives where necessary.
• Contribute to the development of internal compliance rules and guidelines.

• Bachelor’s or Master’s in Economy or Legal
• CAS, AML or ICA certifications
• Professional experience in wealth management at a bank or with fund investment firms
• In-depth knowledge of fund regulations such as CISA, AIFMD, ESG, and MiFID II
• Strong analytical personality with a team- and service-oriented approach
• Interested in working on complex issues, project management, and problem-solving
• When working under time pressure, attention to detail and the ability to communicate professionally
• Structured, independent way of working
• IT skills, particularly in using banking software and Excel
• German and English

Note:

Contact information and application process details have been removed to focus on the role description.