Senior Principal, Fund Assurance

About Invesco

As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

Our people are at the very core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including:

• Flexible paid time off
• Hybrid work schedule
• 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution
• Health & wellbeing benefits
• Parental Leave benefits
• Employee stock purchase plan

The Senior Principal, Fund Assurance provides independent oversight and strategic guidance across mutual funds, ETFs, and complex products to strengthen controls, governance, and third‑party administrator (TPA) oversight. The role drives a scalable assurance framework through effective governance, risk monitoring, and accountability practices while ensuring regulatory compliance. It also leads the adoption of data analytics, automation, and AI‑enabled solutions to enhance risk detection, improve efficiency, and support proactive, insight‑driven decision‑making.

Success in this role requires strong accounting and regulatory expertise, sound judgment, and the ability to influence outcomes through collaboration and data‑driven insights.

• Serving as a senior assurance lead and technical escalation point for complex, non‑routine fund accounting matters across mutual funds, ETFs, and alternative or complex products, including NAV exceptions, pricing issues, capital activity, and structural events.
• Applying independent judgment to assess accounting, operational, and control issues, ensuring appropriate treatment in accordance with regulatory guidance, GAAP, internal policy, and risk management expectations.
• Ensuring execution of SQP tools:
  Issue log, open items, KPIs and Sentiment indexes to drive strong outcomes at the TPAs.
• Partnering closely with Fund Assurance leadership and key stakeholders to strengthen execution quality, control integrity, and risk‑based oversight across multiple product types and operating models.
• Advising on accounting, operational, and control considerations related to complex investment exposures, including derivatives, structured instruments, private or less‑liquid investments, and non‑standard pricing inputs as they impact NAV and reporting.
• Driving innovation and process enhancement opportunities through automation, data analytics, exception‑based review practices, and improved use of fund accounting systems and reporting tools, with a focus on advancing, standardizing, and institutionalizing the ABOR data platform globally as a core enabler of scalable, risk‑based assurance.
• Supporting strategic initiatives such as fund launches, reorganizations, mergers, liquidations, and operating model changes by performing readiness assessments and advising on scalable control design.
• Providing expert review and challenge over NAVs, financial statements, distributions, and regulatory filings to ensure accurate, consistent, and well‑controlled application of accounting standards.
• Acting as a senior liaison with internal partners, auditors, third‑party administrators, custodians, and technology or data teams on complex accounting, oversight, and reporting matters.
• Identifying root causes, systemic risks, and control gaps, and leading remediation or enhancement efforts that improve operational resilience, transparency, and consistency across the platform.
• Coaching and influencing fund assurance professionals through technical leadership, assurance expertise, and continuous improvement mindset, without direct formal line management responsibility.

• A minimum of 8–10 years of progressive fund accounting, fund oversight, assurance, or equivalent experience, including strong exposure to mutual…