Senior Sales Compliance & Pre-Approval Lead

Osaic in Atlanta is seeking a Sales Supervision Principal to conduct suitability reviews, ensuring compliance with policies and regulatory requirements. Candidates should possess a minimum of a high school diploma, 1-2 years of related experience, and relevant FINRA certifications. The role involves data analysis, monitoring compliance, and maintaining relationships with advisors. The compensation ranges from $65,000 to $75,000 annually, with additional benefits such as health and retirement plans, and a hybrid work model requiring in-office attendance at least four days a week.
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