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Senior Security- Swap Dealer Compliance Lead

Job in Atlanta, Fulton County, Georgia, 30383, USA
Listing for: StoneX Group Inc.
Full Time position
Listed on 2026-01-06
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 150000 - 190000 USD Yearly USD 150000.00 190000.00 YEAR
Job Description & How to Apply Below
Position: Senior Security-Based Swap Dealer Compliance Lead
A financial services firm in Atlanta is seeking a Senior Compliance Officer to lead the compliance program for the Security Based Swap Dealer (SBSD). The ideal candidate will have 7–10 years of compliance experience, particularly with SEC and FINRA rules. Responsibilities include collaborating with various departments, ensuring adherence to regulations, and providing compliance training. The role offers a hybrid schedule and a competitive salary range of $150,000–$190,000, alongside a complete benefits package.
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Position Requirements
10+ Years work experience
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