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Principal, Electronic Communications Compliance; Hybrid
Job in
Atlanta, Fulton County, Georgia, 30383, USA
Listed on 2026-02-09
Listing for:
Osaic
Full Time
position Listed on 2026-02-09
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm is seeking a Supervision Principal to ensure compliance with regulatory standards for electronic communications. The ideal candidate will have a Bachelor's degree, relevant FINRA licensures, and strong analytical skills. This role includes reviewing communications, educating financial professionals on policies, and maintaining internal relationships. The company offers a competitive salary of $60,000 - $70,000 per year along with health benefits and a hybrid work schedule, requiring a minimum of four days a week in the office.
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