Compliance Officer, Finance & Banking

Overview

About Invesco:
One of the world’s leading independent global investment firms. Invesco is dedicated to rethinking possibilities for clients by delivering a range of investment strategies and vehicles to a global client base.

If you’re looking for challenging work, intelligent colleagues, and exposure across a global footprint, explore your potential at Invesco.

Invesco’s culture emphasizes inclusivity and diversity in the workplace. Invesco is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, creed, color, religion, sex, gender, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status. Our equal opportunity employment efforts comply with all applicable U.S. state and federal laws governing non-discrimination in employment.

The Office of the Chief Compliance Officer (OCCO) is an Advisory Compliance function that supports the Americas region with compliance initiatives, Board reporting, client oversight, and product risk, among other functions. The role supports compliance requirements for Invesco Canada Ltd. (ICL) and may assist other areas, including the Multi-Asset Strategies group, electronic communication review, and fund-of-fund (12d1-4) compliance.

• Assist the ICL CCO with regulatory filings, keep policies and procedures current, and review conflicts of interest.
• Serve as a point of contact for internal and external stakeholders to facilitate and complete various requirements and requests.
• Complete trade review/analysis/oversight and other reviews for compliance with applicable regulations.
• Assist in the development, implementation, and maintenance of policies and procedures.
• Assist with projects and initiatives involving technology, data analysis, surveillance and other compliance initiatives for the Americas region.
• Interact with members of the global compliance team to assist with compliance initiatives.

• Minimum of 3 years of experience within the financial services industry or equivalent coursework.
• Knowledge of securities regulation as it relates to operations within the advisory compliance (mutual funds or institutional) industry preferred.
• Working knowledge of back-office operations, financial services industry and securities laws/regulations is a plus.
• Knowledge of US and Canadian regulatory environments is preferred.
• Ability to work well independently and in a team atmosphere.
• Capability to manage multiple projects and responsibilities simultaneously.
• Strong attention to detail, work ethic, and pride in work.
• Effective communication with senior management and investment professionals.
• Proficiency with the Microsoft Office suite.
• Bachelor’s degree in a relevant field of study required.

Full Time / Part Time:
Full time. Worker Type:
Employee. Job Exempt:
Yes/No. Workplace model:
Pursuant to Invesco’s Workplace Policy, employees are expected to spend at least four full days per week in an Invesco office as of October 1, 2025.