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Lead Compliance Manager – Broker-Dealer & Fixed Income
Job in
Atlanta, Fulton County, Georgia, 30383, USA
Listed on 2026-08-12
Listing for:
Larson Maddox
Full Time
position Listed on 2026-08-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Larson Maddox in Alpharetta, GA is seeking a Compliance Manager to own the broker-dealer compliance program with a focus on fixed income products and capital markets. The role collaborates with business leaders, legal teams, and senior management to drive regulatory excellence.
The ideal candidate has 5+ years in financial services compliance, strong FINRA/SEC knowledge, and the ability to manage regulatory examinations and testing. This is an on-site opportunity with exposure to leadership.
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