More jobs:
Senior Compliance Specialist - Investment Advisory
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-07-27
Listing for:
Robinhood
Full Time
position Listed on 2026-07-27
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Robinhood is seeking a Compliance Specialist to build and govern the regulatory framework for a new advisory business. You will coordinate with operations, customer service, and RAM teams, conducting tests, audits, and risk assessments to ensure robust supervision and compliant processes.
You will respond to regulatory inquiries, craft surveillance tools, and guide policy development, while aligning with fiduciary duties and a proactive, entrepreneurial culture.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×