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Regulatory Compliance Specialist – Risk & Policy
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-07-27
Listing for:
The Options Clearing Corporation
Full Time
position Listed on 2026-07-27
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
The Options Clearing Corporation (OCC) is actively seeking a regulatory compliance professional to help safeguard OCC's regulatory posture through policy governance, control development, and monitoring across the enterprise.
You will partner with business units to implement remediation plans, monitor ongoing compliance with SEC/CFTC/ Federal Reserve requirements, and prepare regular reports for the CCO and Board. This role emphasizes strong collaboration and a proactive compliance culture.
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