More jobs:
Senior Compliance Advisor, Futures & Broker-Dealer
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-08-14
Listing for:
Phaxis
Full Time
position Listed on 2026-08-14
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Phaxis seeks a Senior Compliance Officer to provide real-time compliance advisory support for our Futures Commission Merchant (FCM) business and affiliated entities in the United States. You will lead regulatory filings, draft and refine policies, and advise front-office teams on day-to-day activities to ensure SEC, NFA, CFTC, and exchange compliance.
Based in the Chicago area, the role involves BCAC reviews of new initiatives, ongoing calendar management, and close collaboration with Desk Heads
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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