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Regulatory Compliance Specialist

Chief Compliance Officer, Swap Dealer & SBSD

Job in Chicago, Cook County, Illinois, 60290, USA
Listing for: Madison-Davis, LLC
Full Time position
Listed on 2026-02-13
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Management
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 150000 - 200000 USD Yearly USD 150000.00 200000.00 YEAR
Job Description & How to Apply Below
A financial services firm in Chicago seeks a Chief Compliance Officer to oversee and enhance compliance programs for CFTC and SEC regulations. This role involves leading risk-based testing, managing regulatory inquiries, and ensuring data quality in collaboration with key departments. The ideal candidate will have deep experience in swap dealer regulations and compliance program management, engaging with senior management and the board as necessary.

This high-visibility position offers a unique opportunity to shape compliance frameworks effectively.
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