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Regulatory Compliance Specialist

Senior MD, Regulatory Compliance — Alternative Assets

Job in Chicago, Cook County, Illinois, 60290, USA
Listing for: IQ-EQ Group
Full Time position
Listed on 2026-02-16
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Management
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 195000 - 265000 USD Yearly USD 195000.00 265000.00 YEAR
Job Description & How to Apply Below
A leading Investor Services group in Chicago is seeking a Senior Managing Director to oversee regulatory compliance for investment adviser clients. The role involves developing and maintaining compliance programs, conducting reviews, and training staff on regulations. The ideal candidate has over 20 years of experience in compliance and a deep understanding of SEC rules. This position offers a hybrid work model and extensive benefits, with a competitive salary based on experience ranging from $195,000 to $265,000.
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Position Requirements
10+ Years work experience
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