AML Compliance Enterprise Advisory Manager

Position: AML Compliance Enterprise Payments Advisory Manager
* Providing input on the end to end payment processing, highlighting AML risks
* Providing guidance on business policies, standards, and procedures
* Developing and leading department training, as appropriate
* Providing compliance advice on complex projects
* Providing guidance on controls over regulatory requirements and line of business monitoring of those controls
* Providing input on business regulatory requirements
* Performing money laundering risk assessment reviews
* Partnering with first line to ensure AML requirements are appropriate and adhered to
* Review inquiries from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary
* Identify trends in data and proactively advise on identified external and internal risks
* Maintain subject matter expertise of applicable laws and regulations
* Engage in Audit, Regulatory, and other reviews of the AML program.
* Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts
* Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements
* Advise lines of business on application of Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation
* Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train
* Support lines of business through expert advice, influence adjustments to the processes, procedures, and controls
* Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations
* Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management
* Bachelor’s Degree or Military experience
* At least 5 years of experience in compliance, audit, or legal
* At least 5 years of experience in payment operations
* 6+ years of experience in compliance, legal or audit
* 6+ years experience in payment operations
* CRCM (Certified Regulatory Compliance Manager) certification, or ACAMS (Association of Certified Anti Money Laundering Specialists) certification

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
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