Chief Compliance Officer

We are a proprietary trading firm specializing in systematic electronic options market‑making. Our vision is to scale and automate our quantitative strategies through cutting‑edge algorithmic infrastructure and a diverse, multidisciplinary team of traders, quantitative developers, and researchers. We distinguish ourselves through rigorous data‑driven decision‑making, advanced technology platforms, and innovative quantitative methodologies, enabling us to address the complex challenges inherent in highly efficient markets.

Leveraging best‑in‑class low‑latency execution systems, sophisticated risk management frameworks, and state‑of‑the‑art computational infrastructure, we maintain a competitive edge in the high‑frequency trading landscape. Our foundation rests upon a commitment to continuous learning, absolute transparency, and a collaborative approach to every facet of our operations.

• Oversee trading activity to ensure compliance with federal securities laws, FINRA regulations, and internal risk policies.
• Serve as a trusted compliance partner to internal teams by offering regulatory guidance and interpreting relevant laws, rules, and exchange requirements.
• Draft, review, and implement internal compliance policies, with a strong focus on those governing trading activity.
• Conduct ongoing reviews of trading patterns and prepare reports highlighting compliance concerns or emerging risks.
• Cultivate productive relationships with regulatory bodies and other external stakeholders.

• Previous experience (1-4 years) in a compliance or regulatory role at an options market maker, bank, broker dealer, or similarly regulated financial institution.
• BS/MS/BA degree in Finance, Accounting, Business, Law, or a related field.
• Series 24 license, or willingness to acquire the Series 24 in an expedited manner.
• Familiarity with SEC and FINRA rules and regulations, particularly in areas such as 15c3‑5, trading activity, and trade reporting.
• Hands‑on experience with compliance technologies, including trade surveillance tools and regulatory reporting systems.
• Strong analytical skills with the ability to work effectively in a cross‑functional environment.

• Small team advantage:
  Direct access to founders and senior team members from day one
• Ownership early:
  Manage real P&L and make meaningful impact within your first year
• Cutting‑edge tech:
  Work with our proprietary models and low‑latency trading systems built in‑house
• Tight feedback loops:
  Weekly 1‑on‑1s with your mentor, quarterly reviews with leadership
• Chicago‑based:
  Affordable cost of living, vibrant trading community
• Comprehensive health, dental, and vision insurance with premiums 100% covered by the firm
• 401(k) with a 4% company match
• Unlimited paid time off and sick leave
• Free lunch, coffee, drinks, and snacks
• Monthly happy hours and annual team events

The base salary range for this position is listed below. Base salary represents just one part of overall compensation; all full‑time, permanent roles are eligible for a discretionary bonus and benefits, including items in the above list.

The base salary for this role is 120, USD per year