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Senior Compliance Officer
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-03-04
Listing for:
JW Michaels & Co.
Full Time
position Listed on 2026-03-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
Highly regarded investment management firm is seeking a Senior Compliance Officer to join their dynamic team in the Chicago Office.
They are working on a hybrid schedule.
Responsibilities:
- Board reporting ad Regulatory reporting
- Compliance Policies
- Regulatorry Filings and Exams
- Marketing Review
- Code of Ethics
- Provide compliance trainig for all levels of employees
Requirements:
- 10+ years’ experience as a compliance professional at an SEC-registered investment manager and/or staff member at the Securities and Exchange Commission
- 3+ years’ experience in investment company compliance
Position Requirements
10+ Years
work experience
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